-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, dw6DKK2lZR8zLLxbqK37YMf6ysFxs1gixs/xUGzBUe2AXmBXIuT8vAcwzxekD5vl sh90wblG8zsuaYYwOi7JPQ== 0000950131-95-001627.txt : 19950614 0000950131-95-001627.hdr.sgml : 19950614 ACCESSION NUMBER: 0000950131-95-001627 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950613 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-10909 FILM NUMBER: 95546792 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 SC 13D 1 SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ____)* Brown-Forman Corporation ________________________________________________________________________________ (Name of Issuer) Class A Common Stock ________________________________________________________________________________ (Title of Class of Securities) 115637-10-0 _______________________________________________________________ (CUSIP Number) James S. Welch, Esq. (502) 582-1601 Ogden Newell & Welch 1200 One Riverfront Plaza, Louisville, KY 40202 ________________________________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 6, 1995 _______________________________________________________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. Check the following box if a fee is being paid with the statement [X]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages 13D - ----------------------- --------------------- CUSIP NO. 115637-10-0 PAGE 2 OF 5 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Sandra Anne Frazier ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 N/A - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 United States of America - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 5,922 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 2,116,314 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 5,922 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 2,116,314 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 2,122,236 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 7.3% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! BROWN-FORMAN CORPORATION SCHEDULE 13D Sandra Anne Frazier Item 1. Security and Issuer: Class A Common Stock Brown-Forman Corporation 850 Dixie Highway Louisville, KY 40210 Item 2. Identity and Background: (a) Name: Sandra Anne Frazier (b) Residence or business address: 4810 Cherry Valley Road Prospect, KY 40059 (c) Present principal occupation or employment and employer information: Public Relations Assistant HFH, Inc. 101 Bullitt Lane Louisville, KY 40222 (d) Criminal Convictions in last five years: None. (e) Civil proceedings in last five years leading to finding of violation of federal or state securities laws: None. (f) Citizenship: United States of America. Item 3. Source and Amount of Funds or Other Consideration: Not Applicable. Page 3 of 5 pages Item 4. Purpose of Transaction: On April 6, 1995, Sandra Anne Frazier was named as a replacement advisor to a trust organized by her grandmother, Amelia Brown Frazier, the assets of which trust include 2,116,314 shares of Class A Common Stock of Brown-Forman Corporation. For the other advisors to this trust, see Item 5(b)(v) below. Item 5. Interest in Securities of the Issuer: (a)(i) Amount Beneficially Owned: 2,122,236 (ii) Percent of Class: 7.3% (b)(i) Sole Voting Power: 5,922 (ii) Shared Voting Power: 2,116,314 (iii) Sole Dispositive Power: 5,922 (iv) Shared Dispositive Power: 2,116,314 (v) Persons Sharing Voting and Disposal Power: The undersigned, as a member of the Advisory Committee to a trust created by her grandmother, Amelia Brown Frazier, shares voting and disposal powers over 2,116,314 shares of Brown-Forman Corporation Class A common stock owned by that trust, with two other Advisory Committee members: (1)(A) Robinson S. Brown, Jr. (B) 5208 Avish Lane Louisville, KY 40027 (C) Retired Page 4 of 5 pages (2)(A) Owsley B. Frazier (B) Brown-Forman Corporation 850 Dixie Highway Louisville, KY 40210 (C) Vice Chairman Brown-Forman Corporation, a distiller and importer of alcoholic beverages. Neither Mr. Brown nor Mr. Frazier has been convicted of a criminal offense or been found liable in a civil action involving securities laws in the last five years. Both are United States Citizens. (c) Transactions in Past Sixty Days: None. (d) Others Known to Have Power to Direct Receipt of Dividends or Sale Proceeds. None. (e) Date Reporting Person Ceased to be Beneficial Owner of More than 5% of Class of Securities: Inapplicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer: None. Item 7. Material to be Filed as Exhibits. None. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 12, 1995 /s/ Sandra Anne Frazier - --------------------------------- Signature Sandra Anne Frazier - --------------------------------- Name/Title Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----